Article 10. Administration of California Education Code >> Division 1. >> Title 1. >> Part 6. >> Chapter 2. >> Article 10.
(a) The Legislature finds and declares that the effectiveness
of child care and development programs can be increased through
improved state administration, technical assistance to provider
agencies, and monitoring.
(b) It is the intent of the Legislature:
(1) That the State Department of Education develop clear,
consistent, and appropriate regulations for child care and
development programs to replace policy guidelines which are not
subject to the public hearing process, often inconsistent, and
without the force of law.
(2) That the State Department of Education make better use of
staff with direct field experience in child development programs.
(3) That better criteria be developed for the awarding,
evaluating, and renewal of child care and development contracts.
(4) That improvements be made in the method of reimbursing child
care and development program providers.
(5) That increased effort be made to provide program operators
with technical assistance in meeting their contractual obligations.
The State Department of Education shall do all of the
following:
(a) Establish a toll-free number for programs which receive funds
from the state department pursuant to this chapter and which are in
need of technical assistance to the extent that funds are made
available for the purposes of this subdivision by Senate Bill 1674 of
the 1984 portion of the 1983-84 Regular Session. This subdivision
shall become inoperative on and after January 1, 1986.
(b) Gather information and act as a central clearinghouse on
parenting materials.
(c) Develop procedures for annually evaluating the field services
and the program support which is to be provided to the contracting
agencies.
The department shall do all of the following in administering
the provisions of this chapter:
(a) Apply sanctions against contracting agencies that have serious
licensing violations, as defined and reported by the State
Department of Social Services pursuant to Section 1597.11 of the
Health and Safety Code.
(b) Except in the case of immediate terminations taken pursuant to
Sections 8406.7 or 8406.9, provide 90 days' written notification to
any contractor whose agreement is being terminated. Notwithstanding
Article 18 (commencing with Section 8400), the department shall
establish procedures for placing a contractor whose agreement is
being terminated into receivership. Action to initiate receivership
shall be at the discretion of the department, and may be taken
against a contractor whose agreement is being terminated either
immediately or within 90 days. The receiver shall not be a department
employee. The receiver shall have sufficient experience in the
administration of child care and development programs to ensure
compliance with the terms of the receivership.
(a) No person employed by the State Department of Education
in a policymaking position in the area of child care and development
programs shall serve as a member of the board of directors, advisory
council, or advisory committee for any agency receiving funds
pursuant to this chapter. The provisions of this subdivision shall
not apply to any person appointed prior to January 1, 1985.
(b) No retired, dismissed, separated, or formerly employed person
of the state department employed under the State Civil Service or
otherwise appointed to serve in the state department may enter into a
contract pursuant to Section 8262 in which he or she engaged in any
of the negotiations, transactions, planning, arrangements, or any
part of the decisionmaking process relevant to the contract while
employed in any capacity by the state department. The prohibition
contained in this subdivision shall apply to the person only during
the two-year period beginning on the date the person left state
employment.
(c) For a period of 12 months following the date of his or her
retirement, dismissal, or separation from state service, no person
employed under State Civil Service or otherwise appointed to serve in
the state department may enter into a contract pursuant to Section
8262 if he or she was employed by the department in a policymaking
position in the area of child care and development programs within
the 12-month period prior to his or her retirement, dismissal, or
separation.
(d) For a period of 12 months following the date of his or her
retirement, dismissal, or separation from state service, no person
employed under State Civil Service or otherwise appointed to serve in
the department may be employed by a contractor pursuant to Section
8262 if he or she engaged in any of the negotiations, transactions,
planning, arrangements, or any part of the decisionmaking process
relevant to the contract while employed in any capacity by the
department.
(e) The provisions of subdivisions (b), (c), and (d) shall not
apply to any persons who were already in the situations described by
these subdivisions prior to January 1, 1985.
The Department of Education shall develop and coordinate
resources, provide technical assistance, monitor program
implementation, generate maximum federal reimbursement wherever
possible for the federally eligible children, and facilitate
alternative funding for those children for whom federal funds are not
available.
(a) The Superintendent shall adopt rules and regulations
pursuant to this chapter. The rules and regulations shall include,
but not be limited to, provisions that do all of the following:
(1) Provide clear guidelines for the selection of agencies when
child development contracts are let, including, but not limited to,
specification that any agency headquartered in the proposed service
area on January 1, 1985, will be given priority for a new contract in
that area, unless the department makes a written determination that
(A) the agency is not able to deliver the level of services specified
in the request for proposal, or (B) the department has notified the
agency that it is not in compliance with the terms of its contract.
(2) Provide for a contract monitoring system to ensure that
agencies expend funds received pursuant to this chapter in accordance
with the provisions of their contracts.
(3) Specify adequate standards of agency performance.
(4) Establish reporting requirements for service reports,
including provisions for varying the frequency with which these
reports are to be submitted on the basis of agency performance.
(5) Specify standards for withholding payments to agencies that
fail to submit required fiscal reports.
(6) Set forth standards for department site visits to contracting
agencies, including, but not limited to, specification as to the
purpose of the visits, the personnel that will perform these visits,
and the frequency of these visits which shall be as frequently as
staff and budget resources permit. By September 1 of each year, the
department shall report to the Senate Education, Senate Health and
Human Services, Assembly Education, and Assembly Human Services
Committees on the number of visits conducted during the previous
fiscal year pursuant to this paragraph.
(7) Authorize the department to develop a process that requires
every contracting agency to recompete for continued funding no less
frequently than every five years.
(b) The Superintendent shall consult with the State Department of
Social Services with respect to rules and regulations adopted
relative to the disbursal of federal funds under Title XX of the
federal Social Security Act.
(c) For purposes of expediting the implementation of state or
federal legislation to expand child care services, the Superintendent
may waive (1) the regulations regarding the point qualifications
for, and the process and scoring of, interviews of contract
applicants pursuant to Section 18002 of Title 5 of the California
Code of Regulations, or (2) the time limitations for scheduling and
notification of appeal hearings and their results pursuant to Section
18003 of Title 5 of the California Code of Regulations. The
Superintendent shall ensure that the appeal hearings provided for in
Section 18003 of Title 5 of the California Code of Regulations are
conducted in a timely manner.
(d) (1) Child care and development programs operated under
contract from funds made available pursuant to the federal Child Care
and Development Fund, shall be administered according to Chapter 19
(commencing with Section 17906) of Division 1 of Title 5 of the
California Code of Regulations, unless provisions of these
regulations conflict with federal regulations. If state and federal
regulations conflict, the federal regulations shall apply unless a
waiver of federal regulations is authorized.
(2) For purposes of this section, "Child Care and Development Fund"
has the same meaning as in Section 98.2 of Title 45 of the Code of
Federal Regulations.
For purposes of meeting state and federal reporting
requirements and for the effective administration of child care and
development programs, the Superintendent of Public Instruction is
authorized to require the collection and submission of social
security numbers of heads of households, and other information as
required, from public and private agencies contracting with the State
Department of Education pursuant to this chapter, including local
educational agencies.
Notwithstanding Sections 14616 and 14780 of the Government
Code, the Superintendent of Public Instruction may enter into and
execute local contractual agreements with any public or private
entity or agency for the delivery of child care and development
services or the furnishing of property, facilities, personnel,
supplies, equipment, and administrative services related to the
delivery of child care development services. Prior to entering into
or executing a local agreement, the State Department of Education
shall obtain annual approval from the Department of General Services
and the Department of Finance as to the form and general content
thereof. The agreements may only be made for the delivery of child
care and development services, or the furnishing of property,
facilities, personnel, supplies, equipment, or administrative
services related thereto, which conform with the provisions of this
chapter.
(a) Contractors operating or providing services pursuant to
this chapter may maintain records electronically, in compliance with
state and federal standards, as determined by the department. Any
conversion from a paper record to an electronic format, as well as
the storage of the electronic record, shall comply with the minimum
standards described in Section 12168.7 of the Government Code and the
standards for trustworthy electronic document or record preservation
described in Chapter 15 (commencing with Section 22620.1) of
Division 7 of Title 2 of the California Code of Regulations.
(b) Pursuant to Section 33421, the records shall be retained by
each contractor for at least five years, or, where an audit has been
requested by a state agency, until the date the audit is resolved,
whichever is longer.
(c) This section does not require a contractor to create records
electronically.
On and after the date on which the Superintendent
determines that the Financial Information System for California
(Fi$Cal Project) has been implemented within the department, at the
request of a contractor, for a contract executed by the department
pursuant to Section 8262, the department shall request the Controller
to make a payment via direct deposit by electronic funds transfer
through the Fi$Cal Project into the contractor's account at the
financial institution of the contractor's choice.
(a) In contract transfer situations in programs funded
pursuant to this chapter, the Superintendent of Public Instruction
may grant a certificate of operation to child care and development
facilities pursuant to this section.
(b) For purposes of maintaining continuity of services to children
and receipt of state and federal child nutrition and child
development funding, the superintendent may grant a certificate of
operation to any child care and development facility which meets all
of the following conditions:
(1) The superintendent, or his or her designee, has visited the
facility and verified, in writing, to the State Department of Social
Services licensing agency that the facility has no deficiencies at
the time of granting the certificate of operation which would
endanger the physical health, mental health, safety, or welfare of
the children.
(2) Without a certificate of operation in lieu of a license from
the State Department of Social Services, the facility would be
ineligible to receive state and federal child nutrition or child
development funds.
(c) A facility issued a certificate of operation pursuant to this
section shall be deemed to be operating under licensing standards for
child care and development facilities specified by Chapters 3.4
(commencing with Section 1596.70), 3.5 (commencing with Section
1596.90), and 3.6 (commencing with Section 1597.30) of Division 2 of
the Health and Safety Code and by Title 22 of the California Code of
Regulations for the term specified on the certificate.
(d) A facility granted a certificate of operation shall submit a
completed license application to the State Department of Social
Services within 15 working days of the issuance of the certificate of
operation. Failure to meet this requirement will result in the
cancellation of the certificate of operation. The certificate of
operation shall expire upon the issuance or denial of a license by
the State Department of Social Services.
(a) The Superintendent shall adopt rules and regulations on
eligibility, enrollment, and priority of services needed to implement
this chapter. In order to be eligible for federal and state
subsidized child development services, families shall meet at least
one requirement in each of the following areas:
(1) A family is (A) a current aid recipient, (B) income eligible,
(C) homeless, or (D) one whose children are recipients of protective
services, or whose children have been identified as being abused,
neglected, or exploited, or at risk of being abused, neglected, or
exploited.
(2) A family needs the child care services (A) because the child
is identified by a legal, medical, or social services agency, a local
educational agency liaison for homeless children and youths
designated pursuant to Section 11432(g)(1)(J)(ii) of Title 42 of the
United States Code, a Head Start program, or an emergency or
transitional shelter as (i) a recipient of protective services, (ii)
being neglected, abused, or exploited, or at risk of neglect, abuse,
or exploitation, or (iii) being homeless or (B) because the parents
are (i) engaged in vocational training leading directly to a
recognized trade, paraprofession, or profession, (ii) employed or
seeking employment, (iii) seeking permanent housing for family
stability, or (iv) incapacitated.
(b) Except as provided in Article 15.5 (commencing with Section
8350), priority for federal and state subsidized child development
services is as follows:
(1) (A) First priority shall be given to neglected or abused
children who are recipients of child protective services, or children
who are at risk of being neglected or abused, upon written referral
from a legal, medical, or social services agency. If an agency is
unable to enroll a child in the first priority category, the agency
shall refer the family to local resource and referral services to
locate services for the child.
(B) A family who is receiving child care on the basis of being a
child at risk of abuse, neglect, or exploitation, as defined in
subdivision (k) of Section 8208, is eligible to receive services
pursuant to subparagraph (A) for up to three months, unless the
family becomes eligible pursuant to subparagraph (C).
(C) A family may receive child care services for up to 12 months
on the basis of a certification by the county child welfare agency
that child care services continue to be necessary or, if the child is
receiving child protective services during that period of time, and
the family requires child care and remains otherwise eligible. This
time limit does not apply if the family's child care referral is
recertified by the county child welfare agency.
(2) Second priority shall be given equally to eligible families,
regardless of the number of parents in the home, who are income
eligible. Within this priority, families with the lowest gross
monthly income in relation to family size, as determined by a
schedule adopted by the Superintendent, shall be admitted first. If
two or more families are in the same priority in relation to income,
the family that has a child with exceptional needs shall be admitted
first. If there is no family of the same priority with a child with
exceptional needs, the same priority family that has been on the
waiting list for the longest time shall be admitted first. For
purposes of determining order of admission, the grants of public
assistance recipients shall be counted as income.
(3) The Superintendent shall set criteria for, and may grant
specific waivers of, the priorities established in this subdivision
for agencies that wish to serve specific populations, including
children with exceptional needs or children of prisoners. These new
waivers shall not include proposals to avoid appropriate fee
schedules or admit ineligible families, but may include proposals to
accept members of special populations in other than strict income
order, as long as appropriate fees are paid.
(c) Notwithstanding any other law, in order to promote continuity
of services, a family enrolled in a state or federally funded child
care and development program whose services would otherwise be
terminated because the family no longer meets the program income,
eligibility, or need criteria may continue to receive child
development services in another state or federally funded child care
and development program if the contractor is able to transfer the
family's enrollment to another program for which the family is
eligible before the date of termination of services or to exchange
the family's existing enrollment with the enrollment of a family in
another program, provided that both families satisfy the eligibility
requirements for the program in which they are being enrolled. The
transfer of enrollment may be to another program within the same
administrative agency or to another agency that administers state or
federally funded child care and development programs.
(d) In order to promote continuity of services, the Superintendent
may extend the 60-working-day period specified in subdivision (a) of
Section 18086.5 of Title 5 of the California Code of Regulations for
an additional 60 working days if he or she determines that
opportunities for employment have diminished to the degree that one
or both parents cannot reasonably be expected to find employment
within 60 working days and granting the extension is in the public
interest. The scope of extensions granted pursuant to this
subdivision shall be limited to the necessary geographic areas and
affected persons, which shall be described in the Superintendent's
order granting the extension. It is the intent of the Legislature
that extensions granted pursuant to this subdivision improve services
in areas with high unemployment rates and areas with
disproportionately high numbers of seasonal agricultural jobs.
(e) A physical examination and evaluation, including
age-appropriate immunization, shall be required before, or within six
weeks of, enrollment. A standard, rule, or regulation shall not
require medical examination or immunization for admission to a child
care and development program of a child whose parent or guardian
files a letter with the governing board of the child care and
development program stating that the medical examination or
immunization is contrary to his or her religious beliefs, or provide
for the exclusion of a child from the program because of a parent or
guardian having filed the letter. However, if there is good cause to
believe that a child is suffering from a recognized contagious or
infectious disease, the child shall be temporarily excluded from the
program until the governing board of the child care and development
program is satisfied that the child is not suffering from that
contagious or infectious disease.
(f) Regulations formulated and promulgated pursuant to this
section shall include the recommendations of the State Department of
Health Care Services relative to health care screening and the
provision of health care services. The Superintendent shall seek the
advice and assistance of these health authorities in situations where
service under this chapter includes or requires care of children who
are ill or children with exceptional needs.
(g) The Superintendent shall establish guidelines for the
collection of employer-sponsored child care benefit payments from a
parent whose child receives subsidized child care and development
services. These guidelines shall provide for the collection of the
full amount of the benefit payment, but not to exceed the actual cost
of child care and development services provided, notwithstanding the
applicable fee based on the fee schedule.
(h) The Superintendent shall establish guidelines according to
which the director or a duly authorized representative of the child
care and development program will certify children as eligible for
state reimbursement pursuant to this section.
(i) Public funds shall not be paid directly or indirectly to an
agency that does not pay at least the minimum wage to each of its
employees.
(a) For purposes of this chapter, "income eligible" means
that a family's adjusted monthly income is at or below 70 percent of
the state median income, adjusted for family size, and adjusted
annually.
(b) Notwithstanding any other law, for the 2011-12 fiscal year,
the income eligibility limits that were in effect for the 2007-08
fiscal year shall be reduced to 70 percent of the state median income
that was in use for the 2007-08 fiscal year, adjusted for family
size, effective July 1, 2011.
(c) Notwithstanding any other law, for the 2012-13, 2013-14,
2014-15, and 2015-16 fiscal years, the income eligibility limits
shall be 70 percent of the state median income that was in use for
the 2007-08 fiscal year, adjusted for family size.
(d) The income of a recipient of federal supplemental security
income benefits pursuant to Title XVI of the federal Social Security
Act (42 U.S.C. Sec. 1381 et seq.) and state supplemental program
benefits pursuant to Title XVI of the federal Social Security Act and
Chapter 3 (commencing with Section 12000) of Part 3 of Division 9 of
the Welfare and Institutions Code shall not be included as income
for purposes of determining eligibility for child care under this
chapter.
(a) Notwithstanding any other law, effective July 1, 2011,
the department shall reduce the maximum reimbursable amounts of the
contracts for the Preschool Education Program, the General Child Care
Program, the Migrant Day Care Program, the Alternative Payment
Program, the CalWORKs Stage 3 Program, and the Allowance for
Handicapped Program by 11 percent or by whatever proportion is
necessary to ensure that expenditures for these programs do not
exceed the amounts appropriated for them, including any reductions
made subsequent to the adoption of the annual Budget Act. The
department may consider the contractor's performance or whether the
contractor serves children in underserved areas as defined in
subdivision (ag) of Section 8208 when determining contract
reductions, provided that the aggregate reduction to each program
specified in this subdivision is 11 percent or by whatever proportion
is necessary to ensure that expenditures for these programs do not
exceed the amounts appropriated for them, including any reductions
made subsequent to the adoption of the annual Budget Act.
(b) Notwithstanding any other law, effective July 1, 2011,
families shall be disenrolled from subsidized child care services,
consistent with the priorities for services specified in subdivision
(b) of Section 8263. Families shall be disenrolled in the following
order:
(1) Families whose income exceeds 70 percent of the state median
income (SMI) adjusted for family size, except for families whose
children are receiving child protective services or are at risk of
being neglected or abused.
(2) Families with the highest income below 70 percent of the SMI,
in relation to family size.
(3) Families that have the same income and have been enrolled in
child care services the longest.
(4) Families that have the same income and have a child with
exceptional needs.
(5) Families whose children are receiving child protective
services or are at risk of being neglected or abused, regardless of
family income.
(a) Notwithstanding any other law, and in addition to any
reductions applied pursuant to Section 8263.2, effective July 1,
2012, the department shall reduce the maximum reimbursable amounts of
the contracts for the General Child Care Program, the Migrant Day
Care Program, the Alternative Payment Program, the CalWORKs Stage 3
Program, and the Allowance for Handicapped Program by 8.7 percent or
by whatever proportion is necessary to ensure that expenditures for
these programs do not exceed the amounts appropriated for them, as
adjusted for any reductions in appropriations made subsequent to the
adoption of the annual Budget Act. The department may consider the
contractor's performance or whether the contractor serves children in
underserved areas as defined in subdivision (ag) of Section 8208
when determining contract reductions, provided that the aggregate
reduction to each program specified in this subdivision is 8.7
percent or whatever proportion is necessary to ensure that
expenditures for these programs do not exceed the amounts
appropriated for them, as adjusted for any reductions in
appropriations made subsequent to the adoption of the annual Budget
Act.
(b) Notwithstanding any other law, effective July 1, 2012,
families shall be disenrolled from subsidized child care services,
consistent with the priorities for services specified in subdivision
(b) of Section 8263. Families shall be disenrolled in the following
order:
(1) Families with the highest income in relation to family size.
(2) Families that have the same income and have been enrolled in
child care services the longest.
(3) Families that have the same income and have a child with
exceptional needs.
(4) Families whose children are receiving child protective
services or are at risk of being neglected or abused, regardless of
family income.
(a) The preferred placement for children who are 11 or 12
years of age and who are otherwise eligible for subsidized child care
and development services shall be in a before or after school
program.
(b) Children who are 11 or 12 years of age shall be eligible for
subsidized child care services only for the portion of care needed
that is not available in a before or after school program provided
pursuant to Article 22.5 (commencing with Section 8482) or Article
22.6 (commencing with Section 8484.7). Contractors shall provide each
family of an eligible 11 or 12 year old with the option of combining
care provided in a before or after school program with subsidized
child care in another setting, for those hours within a day when the
before or after school program does not operate, in order to meet the
child care needs of the family.
(c) Children who are 11 or 12 years of age, who are eligible for
and who are receiving subsidized child care services, and for whom a
before or after school program is not available, shall continue to
receive subsidized child care services.
(d) If an 11 or 12 year old child who is enrolled in a subsidized
child development program becomes ineligible for subsidized child
care under subdivision (b) and is disenrolled from the before or
after school program, or if the before or after school program no
longer meets the child care needs of the family, the child shall be
given priority to return to the subsidized child care services upon
the parent's notification of the contractor of the need for child
care.
(e) This section does not apply to an 11 or 12 year old child with
a disability, including a child with exceptional needs who has an
individualized education program as required by the federal
Individuals with Disabilities Education Act (20 U.S.C. Sec. 1400 et
seq.), Section 504 of the federal Rehabilitation Act of 1973 (29
U.S.C. Sec. 794), or Part 30 (commencing with Section 56000) of
Division 4 of Title 2.
(f) The savings generated each contract year by the implementation
of the changes made to this section by the act amending this section
during the 2005-06 Regular Session shall remain with each
alternative payment program, child development center, or other
contractor for the provision of child care services, except for care
provided by programs pursuant to Article 15.5 (commencing with
Section 8350).
By July 1, 1981, and annually thereafter, the State
Department of Health Services shall provide a mechanism for the
delivery of health screening and followup services for children
enrolled in child care and development programs for whom there are no
appropriate health services accessible by referral.
The Superintendent may waive or modify child development
requirements in order to enable child development programs to serve
combinations of eligible children in areas of low population. The
child development programs for which the Superintendent may grant
waivers shall include, but need not be limited to, California state
preschool full-day programs, child care provided by the California
School Age Families Education Program (Article 7.1 (commencing with
Section 54740) of Chapter 9 of Part 29 of Division 4 of Title 2),
infant care and development services, migrant child care and
development programs, and general child care and development
programs.
The Superintendent of Public Instruction may provide
outreach services and technical assistance to new child care
contracting agencies and to those providing child care during
nontraditional times, in underserved geographic areas, and for
children with special child care needs, including infants and
toddlers under three years of age.
The Superintendent of Public Instruction shall establish
rules and regulations for the staffing of all center-based child care
and development programs under contract with the department.
Priority shall be given by the department to the employment of
persons in child development programs with ethnic backgrounds which
are similar to those of the child for whom child development services
are provided.
For purposes of staffing child care and development programs, the
role of a teacher in child supervision means direct supervision of
the children as well as supervision of aides and groups of children.
Family child care homes shall operate pursuant to adult/child
ratios prescribed in Chapter 7 (commencing with Section 86001) of
Division 6 of Title 22 of the California Code of Regulations.
Approval by the Superintendent of Public Instruction of any
ongoing or new programs seeking to operate under the ratios and
standards established by the Superintendent of Public Instruction
under this chapter shall be based upon the following considerations:
(a) The type of facility in which care is being or is to be
provided.
(b) The ability of the Superintendent of Public Instruction to
implement a funding source change.
(c) The proportion of nonsubsidized children enrolled or to be
enrolled by the agency.
(d) The most cost-effective ratios possible for the type of
services provided or to be provided by the agency.
The Superintendent of Public Instruction shall apply for such
waivers of federal requirements as are necessary to carry out this
section.
Until the Superintendent of Public Instruction promulgates
regulations for center-based programs establishing staffing ratios,
the following staffing ratios shall apply:
(a) Infants, 0 to 2 years old--1:3 adult-child ratio, 1:18
teacher-child ratio.
(b) Infants and toddlers, 0 to 2 years old--1:4 adult-child ratio,
1:16 teacher-child ratio.
(c) Children 3 to 6 years old--1:8 adult-child ratio, 1:24
teacher-child ratio.
(d) Children 6 to 10 years old--1:14 adult-child ratio, 1:28
teacher-child ratio.
(e) Children 10 to 13 years old--1:18 adult-child ratio, 1:36
teacher-child ratio.
(f) If groups of children of varying ages are commingled, the
teacher and adult ratios shall be proportionate and appropriate to
the ages and groups of children.