Section 834 Of Article 8. Issue Of Securities From California Insurance Code >> Division 1. >> Part 2. >> Chapter 1. >> Article 8.
834
. The application for a permit to issue or sell securities shall
be verified as provided in the Code of Civil Procedure for the
verification of pleadings, and shall be filed on 8 1/2 x 11 inch size
paper in the office of the commissioner. In the application the
applicant shall set forth:
(a) The names and addresses of its officers.
(b) The location of its office.
(c) An itemized account of its financial condition, including the
amount and character of its assets and liabilities.
(d) A detailed statement of the plan upon which it proposes to
transact business.
(e) A copy of any security it proposes to issue.
(f) A copy of any contract it proposes to make concerning the
same.
(g) A copy of any prospectus or advertisement, or other
description of such securities, then prepared by it for distribution
or publication.
(h) Such additional information concerning the company, its
condition and affairs as the commissioner requires.