Section 857 Of Article 8. Issue Of Securities From California Insurance Code >> Division 1. >> Part 2. >> Chapter 1. >> Article 8.
857
. The commissioner shall charge and collect the following fees:
(a) For filing an original or supplemental application, or any
amendments thereto, for a permit to issue securities, one thousand
seven hundred seventy dollars ($1,770) except for applications for a
permit to issue securities evidencing any change in rights,
preferences, privileges, or restrictions on outstanding securities,
or for applications for a permit to issue securities evidencing only
a share dividend or a share split.
(b) For filing an application for a permit to issue securities
evidencing any change in the rights, preferences, privileges, or
restrictions on outstanding securities, two hundred thirty-six
dollars ($236).
(c) For filing an application for a permit to issue securities
evidencing a share dividend or a share split, five hundred ninety
dollars ($590).
(d) For filing an application for any other kind of permit, such
as an application, for the issuance of a preorganizational or a
negotiating permit, an application for a permit to issue options for
securities, but not for the securities themselves, or any application
for an amendment to an existing permit to issue securities, one
hundred eighteen dollars ($118).
(e) An original or supplemental application shall not be amended
after the permit sought thereby or by amendment thereto has been
issued or denied.